Jeffery Heslop, chief operating officer of the Securities and Exchange Commission since 2010, is due to leave SEC next month. SEC Chief Financial Officer Kenneth Johnson will succeed Heslop on an acting basis after
MorePresident-elect Donald Trump is set to nominate Jay Clayton, a partner at law firm Sullivan & Cromwell, as chairman of the Securities and Exchange Commission. Trump’s transition team said Wednesday Clayton will help the
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The Government Accountability Office has recommended the Securities and Exchange Commission authorize the SEC’s chief operating officer to reform cross-divisional collaboration and establish training for hiring specialist. GAO said Thursday the SECâs divisions lack communication
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Andrew Ceresney is set to leave the Securities and Exchange Commission by the end of 2016 as enforcement director after nearly four years in the job. SEC said Thursday Stephanie Avakian, deputy director at
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Mark Flannery, Securities and Exchange Commission chief economist and Division of Economic and Risk Analysis director, will step down from his current roles by the end of 2016 to serve as a finance professor at
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Matthew Solomon is set to depart from the Securities and Exchange Commission as the chief litigation counsel for SECâs enforcement division in early December. Solomon has overseen the divisionâs litigation program since September
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The Securities and Exchange Commission has appointed Wesley Bricker, interim chief accountant at SEC, to the position on a full-basis as successor to the retiring James Schnurr. SEC said Tuesday the Bricker will head
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Mary Jo White, chair of the Securities and Exchange Commission, intends to step down from her current role by the end of President Barack Obama’s administration after a more than three-year stint with the
MoreMarc Panucci, a partner at PwC‘s national professional services group, has been named deputy chief accountant of the Securities and Exchange Commission. SEC said Wednesday Panucci will lead its professional practice group’s activities and oversee tasks
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The Federal Reserve Board looks to designate the Financial Industry Regulatory Authority as an agent to help the board collect information from banks regarding U.S. Treasury securities in the secondary market. FRB said Friday it seeks
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