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Tag Archives: SEC

SEC Appoints Daniel Kahl Deputy Director of the Office of Compliance Inspections and Examinations

Daniel Kahl, chief counsel of the Securities and Exchange Commission's Office of Compliance Inspections and Examinations, will assume an additional role as the office's deputy director. He joins Kristin Snyder, OCIE's current deputy director, in overseeing the office's strategic efforts, the agency said Tuesday.

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SEC to Hold 2018 Small Business Capital Formation Forum at Ohio State University

The Securities and Exchange Commission is hosting its annual Government-Business Forum on Small Business Capital Formation in cooperation with The Ohio State University's National Center for the Middle Market. The event, taking place Dec. 12 at the university's Fawcett Center, aims to help small businesses adopt additional measures in capital development, the SEC said Thursday.

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SEC Says Nine Public Firms Lost $100M to Cyber Fraud; Jay Clayton Quoted

The Securities and Exchange Commission has released a report that calls for public companies to develop and implement internal accounting controls while taking into account the risks associated with cyber fraud. "Cyber frauds are a pervasive, significant, and growing threat to all companies, including our public companies," SEC Chairman Jay Clayton said in a statement published Tuesday.

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Robert Jackson, Hester Peirce Assume SEC Commissioner Roles

Robert Jackson, a law professor at New York University, and Hester Peirce, a senior research fellow at George Mason University’s Mercatus Center, have been sworn in as commissioners of the Securities and Exchange Commission. SEC said Thursday Jackson will serve at the commission through June 5, 2019 and Peirce through June …

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