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Tag Archives: Securities and Exchange Commission

CIA Vet Kevin Zerrusen Takes SEC Cybersecurity Advisory Role

Kevin Zerrusen, former managing director for Goldman Sachs, has been appointed senior advisor for cybersecurity policy under Securities and Exchange Commission Chairman Jay Clayton, SEC said Monday. Zerrusen will oversee the agency’s collaborative efforts on cybersecurity policy, risk assessment and relationship management in his new capacity.

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James McNamara Promoted to SEC Chief Human Capital Officer; Kenneth Johnson Quoted

James McNamara, acting chief human capital officer at the Securities and Exchange Commission, is assuming the role on a full time basis. McNamara will drive the sustainment of the agency's workforce, oversee policies and human resource efforts in employee development, recruitment, retention and leadership under his new role, SEC said Thursday.

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SEC Appoints Daniel Kahl Deputy Director of the Office of Compliance Inspections and Examinations

Daniel Kahl, chief counsel of the Securities and Exchange Commission's Office of Compliance Inspections and Examinations, will assume an additional role as the office's deputy director. He joins Kristin Snyder, OCIE's current deputy director, in overseeing the office's strategic efforts, the agency said Tuesday.

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SEC to Hold 2018 Small Business Capital Formation Forum at Ohio State University

The Securities and Exchange Commission is hosting its annual Government-Business Forum on Small Business Capital Formation in cooperation with The Ohio State University's National Center for the Middle Market. The event, taking place Dec. 12 at the university's Fawcett Center, aims to help small businesses adopt additional measures in capital development, the SEC said Thursday.

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SEC Says Nine Public Firms Lost $100M to Cyber Fraud; Jay Clayton Quoted

The Securities and Exchange Commission has released a report that calls for public companies to develop and implement internal accounting controls while taking into account the risks associated with cyber fraud. "Cyber frauds are a pervasive, significant, and growing threat to all companies, including our public companies," SEC Chairman Jay Clayton said in a statement published Tuesday.

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SEC to Require Machine-Readable Financial Reports for Companies

The Securities and Exchange Commission on Thursday voted to adopt amendments to its reporting standards for operating companies and funds. Operating companies submitting financial statement information and funds filing risk/return summaries will soon have to use the Inline eXtensible Business Reporting Language format in their disclosure reports, the SEC announced in …

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