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Home Executive Moves

SEC Appoints Daniel Kahl Deputy Director of the Office of Compliance Inspections and Examinations

by Nichols Martin
December 19, 2018
in Executive Moves, News
SEC Appoints Daniel Kahl Deputy Director of the Office of Compliance Inspections and Examinations


SEC Appoints Daniel Kahl Deputy Director of the Office of Compliance Inspections and Examinations

Daniel Kahl, chief counsel of the Securities and Exchange Commission‘s Office of Compliance Inspections and Examinations, will assume an additional role as the office’s deputy director. He joins Kristin Snyder, OCIE’s current deputy director, in overseeing the office’s strategic efforts, the agency said Tuesday.

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Kahl, as chief counsel, also makes policy recommendations to leaders regarding the SEC’s National Exam Program. The registered lawyer has been serving with the SEC for more than 17 years, having led the Office of Investment Adviser Regulation within the agency’s Division of Investment Management prior to joining OCIE.

Previously, Kahl worked for organizations including the Investment Adviser Association and the North American Securities Administrators Association. OCIE is charged with the inspection and examination of investment practitioners and firms registering under the agency.
 

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